0001193125-17-042827.txt : 20170214 0001193125-17-042827.hdr.sgml : 20170214 20170214133858 ACCESSION NUMBER: 0001193125-17-042827 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 GROUP MEMBERS: ATLAS ENHANCED FUND, L.P GROUP MEMBERS: ATLAS ENHANCED FUND, LTD. GROUP MEMBERS: ATLAS ENHANCED MASTER FUND, LTD. GROUP MEMBERS: ATLAS FUNDAMENTAL TRADING FUND, L.P. GROUP MEMBERS: ATLAS FUNDAMENTAL TRADING FUND, LTD. GROUP MEMBERS: ATLAS FUNDAMENTAL TRADING MASTER FUND, LTD. GROUP MEMBERS: ATLAS GLOBAL INVESTMENTS, LTD. GROUP MEMBERS: ATLAS GLOBAL JAPAN UNIT TRUST GROUP MEMBERS: ATLAS GLOBAL, LLC GROUP MEMBERS: ATLAS INSTITUTIONAL FUND, LLC GROUP MEMBERS: ATLAS INSTITUTIONAL FUND, LTD. GROUP MEMBERS: ATLAS MASTER FUND, LTD. GROUP MEMBERS: DMITRY BALYASNY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SWIFT TRANSPORTATION Co CENTRAL INDEX KEY: 0001492691 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 205589597 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-85833 FILM NUMBER: 17606545 BUSINESS ADDRESS: STREET 1: 2200 SOUTH 75TH AVENUE CITY: PHOENIX STATE: AZ ZIP: 85043 BUSINESS PHONE: 602-269-9700 MAIL ADDRESS: STREET 1: 2200 SOUTH 75TH AVENUE CITY: PHOENIX STATE: AZ ZIP: 85043 FORMER COMPANY: FORMER CONFORMED NAME: SWIFT TRANSPORTATION CO DATE OF NAME CHANGE: 20101209 FORMER COMPANY: FORMER CONFORMED NAME: SWIFT TRANSPORTATION Co DATE OF NAME CHANGE: 20101129 FORMER COMPANY: FORMER CONFORMED NAME: SWIFT HOLDINGS CORP. DATE OF NAME CHANGE: 20100524 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BALYASNY ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001218710 IRS NUMBER: 364472709 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3124992999 MAIL ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 SC 13G/A 1 d296104dsc13ga.htm SC 13G/A SC 13G/A

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 2)

 

 

SWIFT TRANSPORTATION CO

(Name of Issuer)

COMMON STOCK

(Title of Class of Securities)

87074U101

(CUSIP Number)

December 31, 2016

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☒ Rule 13d-1(c)

☐ Rule 13d-1(d)

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP No. 87074U101    Page 2 of 30 Pages

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)

 

Atlas Master Fund, Ltd.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Cayman

NUMBER OF

SHARES

BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

231,025 (See Item 4)

   6   

SHARED VOTING POWER

 

None (see Item 4)

   7   

SOLE DISPOSITIVE POWER

 

231,025 (See Item 4)

   8   

SHARED DISPOSITIVE POWER

 

None

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

231,025 (See Item 4)

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*  ☐

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.28%

12  

TYPE OF REPORTING PERSON*

 

CO

 

* SEE INSTRUCTIONS BEFORE FILLING OUT.

CUSIP No. 87074U101    Page 3 of 30 Pages

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)

 

Atlas Global, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

231,025

   6   

SHARED VOTING POWER

 

None (See Item 4)

   7   

SOLE DISPOSITIVE POWER

 

231,025

   8   

SHARED DISPOSITIVE POWER

 

None (See Item 4)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

231,025 (See Item 4)

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*  ☐

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.28%

12  

TYPE OF REPORTING PERSON*

 

OO

 

* SEE INSTRUCTIONS BEFORE FILLING OUT.

CUSIP No. 87074U101    Page 4 of 30 Pages

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)

 

Atlas Global Investments, Ltd.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Cayman

NUMBER OF

SHARES

BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

231,025

   6   

SHARED VOTING POWER

 

None (See Item 4)

   7   

SOLE DISPOSITIVE POWER

 

231,025

   8   

SHARED DISPOSITIVE POWER

 

None (See Item 4)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

231,025 (See Item 4)

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*  ☐

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.28%

12  

TYPE OF REPORTING PERSON*

 

CO

 

* SEE INSTRUCTIONS BEFORE FILLING OUT.

CUSIP No. 87074U101    Page 5 of 30 Pages

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)

 

Atlas Institutional Fund, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

231,025

   6   

SHARED VOTING POWER

 

None (See Item 4)

   7   

SOLE DISPOSITIVE POWER

 

231,025

   8   

SHARED DISPOSITIVE POWER

 

None (See Item 4)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

231,025 (See Item 4)

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*  ☐

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.28%

12  

TYPE OF REPORTING PERSON*

 

OO

 

* SEE INSTRUCTIONS BEFORE FILLING OUT.

CUSIP No. 87074U101    Page 6 of 30 Pages

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)

 

Atlas Institutional Fund, Ltd.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Cayman

NUMBER OF

SHARES

BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

231,025

   6   

SHARED VOTING POWER

 

None (See Item 4)

   7   

SOLE DISPOSITIVE POWER

 

231,025

   8   

SHARED DISPOSITIVE POWER

 

None (See Item 4)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

231,025 (See Item 4)

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*  ☐

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.28%

12  

TYPE OF REPORTING PERSON*

 

CO

 

* SEE INSTRUCTIONS BEFORE FILLING OUT.

CUSIP No. 87074U101    Page 7 of 30 Pages

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)

 

Atlas Global Japan Unit Trust

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Cayman

NUMBER OF

SHARES

BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

231,025

   6   

SHARED VOTING POWER

 

None (See Item 4)

   7   

SOLE DISPOSITIVE POWER

 

231,025

   8   

SHARED DISPOSITIVE POWER

 

None (See Item 4)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

231,025 (See Item 4)

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*  ☐

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.28%

12  

TYPE OF REPORTING PERSON*

 

OO

 

* SEE INSTRUCTIONS BEFORE FILLING OUT.

CUSIP No. 87074U101    Page 8 of 30 Pages

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)

 

Atlas Enhanced Master Fund, Ltd.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Cayman

NUMBER OF

SHARES

BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

1,347,757

   6   

SHARED VOTING POWER

 

None (See Item 4)

   7   

SOLE DISPOSITIVE POWER

 

1,347,757

   8   

SHARED DISPOSITIVE POWER

 

None (See Item 4)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,347,757 (See Item 4)

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*  ☐

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

1.63%

12  

TYPE OF REPORTING PERSON*

 

CO

 

* SEE INSTRUCTIONS BEFORE FILLING OUT.

CUSIP No. 87074U101    Page 9 of 30 Pages

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)

 

Atlas Enhanced Fund, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

1,347,757

   6   

SHARED VOTING POWER

 

None (See Item 4)

   7   

SOLE DISPOSITIVE POWER

 

1,347,757

   8   

SHARED DISPOSITIVE POWER

 

None (See Item 4)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,347,757 (See Item 4)

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*  ☐

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

1.63%

12  

TYPE OF REPORTING PERSON*

 

OO

 

* SEE INSTRUCTIONS BEFORE FILLING OUT.

CUSIP No. 87074U101    Page 10 of 30 Pages

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)

 

Atlas Enhanced Fund, Ltd.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Cayman

NUMBER OF

SHARES

BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

1,347,757

   6   

SHARED VOTING POWER

 

None (See Item 4)

   7   

SOLE DISPOSITIVE POWER

 

1,347,757

   8   

SHARED DISPOSITIVE POWER

 

None (See Item 4)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,347,757 (See Item 4)

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*  ☐

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

1.63%

12  

TYPE OF REPORTING PERSON*

 

CO

 

* SEE INSTRUCTIONS BEFORE FILLING OUT.

CUSIP No. 87074U101    Page 11 of 30 Pages

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)

 

Atlas Fundamental Trading Master Fund, Ltd.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Cayman

NUMBER OF

SHARES

BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

10,195

   6   

SHARED VOTING POWER

 

None (See Item 4)

   7   

SOLE DISPOSITIVE POWER

 

10,195

   8   

SHARED DISPOSITIVE POWER

 

None (See Item 4)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

10,195 (See Item 4)

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*  ☐

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.01%

12  

TYPE OF REPORTING PERSON*

 

CO

 

* SEE INSTRUCTIONS BEFORE FILLING OUT.

CUSIP No. 87074U101    Page 12 of 30 Pages

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)

 

Atlas Fundamental Trading Fund, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

10,195

   6   

SHARED VOTING POWER

 

None (See Item 4)

   7   

SOLE DISPOSITIVE POWER

 

10,195

   8   

SHARED DISPOSITIVE POWER

 

None (See Item 4)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

10,195 (See Item 4)

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*  ☐

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.01%

12  

TYPE OF REPORTING PERSON*

 

OO

 

* SEE INSTRUCTIONS BEFORE FILLING OUT.

CUSIP No. 87074U101    Page 13 of 30 Pages

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)

 

Atlas Fundamental Trading Fund, Ltd.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Cayman

NUMBER OF

SHARES

BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

10,195

   6   

SHARED VOTING POWER

 

None (See Item 4)

   7   

SOLE DISPOSITIVE POWER

 

10,195

   8   

SHARED DISPOSITIVE POWER

 

None (See Item 4)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

10,195 (See Item 4)

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*  ☐

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.01%

12  

TYPE OF REPORTING PERSON*

 

CO

 

* SEE INSTRUCTIONS BEFORE FILLING OUT.

CUSIP No. 87074U101    Page 14 of 30 Pages

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)

 

Balyasny Asset Management L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

1,588,977 (See Item 4)

   6   

SHARED VOTING POWER

 

None

   7   

SOLE DISPOSITIVE POWER

 

1,588,977 (See Item 4)

   8   

SHARED DISPOSITIVE POWER

 

None

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,588,977 (See Item 4)

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*  ☐

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

1.92%

12  

TYPE OF REPORTING PERSON*

 

IA

 

* SEE INSTRUCTIONS BEFORE FILLING OUT.

CUSIP No. 87074U101    Page 15 of 30 Pages

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)

 

Dmitry Balyasny

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States

NUMBER OF

SHARES

BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

1,588,977 (See Item 4)

   6   

SHARED VOTING POWER

 

None

   7   

SOLE DISPOSITIVE POWER

 

1,588,977 (See Item 4)

   8   

SHARED DISPOSITIVE POWER

 

None

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,588,977 (See Item 4)

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*  ☐

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

1.92%

12  

TYPE OF REPORTING PERSON*

 

IN

 

* SEE INSTRUCTIONS BEFORE FILLING OUT.

Item 1      (a) Name of Issuer:

Swift Transportation Co (the “Company”)

 

  (b) Address of Issuer’s Principal Executive Offices:

2200 South 75th Avenue

Phoenix, AZ 85043

United States

Item 2      (a) – (c) This statement is filed on behalf of the following:

(1) Atlas Master Fund, Ltd. is a Cayman corporation (“AMF”), with its principal business office at c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies.

(2) Atlas Global, LLC is a Delaware limited liability company (“AG”), with its principal business office at 181 West Madison, Suite 3600, Chicago, IL 60602. AG owns 16.46% of the equity interests in AMF.

(3) Atlas Global Investments, Ltd. is a Cayman corporation (“AGI”), with its principal business office at c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies. AGI owns 30.61% of the equity interests in AMF.

(4) Atlas Institutional Fund, LLC is a Delaware limited liability company (“AIF LLC”), with its principal business office at 181 West Madison, Suite 3600, Chicago, IL 60602. AIF LLC owns 6.05% of the equity interests in AMF.

(5) Atlas Institutional Fund, Ltd. is a Cayman corporation (“AIF LTD”), with its principal business office at c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies. AIF LTD owns 17.69% of the equity interests in AMF.

(6) Atlas Global Japan Unit Trust is a Cayman exempted unit trust (“AGJ”), with its principal business office at c/o CIBC Bank and Trust Company (Cayman) Limited, CIBC Financial Centre, 11 Dr. Roy’s Drive-3rd Floor, P.O. Box 694, Grand Cayman, Cayman Islands, British West Indies. AGJ owns 9.31% of the equity interests in AMF.

(7) Atlas Enhanced Master Fund, Ltd. is a Cayman corporation (“AEMF”), with its principal business office at c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies.

 

Page 16 of 30 Pages

(8) Atlas Enhanced Fund, L.P. is a Delaware limited partnership (“AEF LP”), with its principal business office at 181 West Madison, Suite 3600, Chicago, IL 60602. AEF LP owns 29.01% of the equity interests in AEMF.

(9) Atlas Enhanced Fund, Ltd. is a Cayman corporation (“AEF LTD”), with its principal business office at c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies. AEF LTD owns 70.98% of the equity interests in AEMF.

(10) Atlas Fundamental Trading Master Fund Ltd. is a Cayman corporation (“AFT MASTER”), with its principal business office at c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies.

(11) Atlas Fundamental Trading Fund, L.P., is a Delaware limited partnership (“AFT LP”), with its principal business office at 181 West Madison, Suite 3600, Chicago, IL 60602. AFT LP owns 36.67% of the equity interests in AFT MASTER.

(12) Atlas Fundamental Trading Fund Ltd. is a Cayman corporation (“AFT LTD”), with its principal business office at c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, George Town, Grand Cayman KY1-1104, Cayman Islands, British West Indies. AFT LTD owns 63.23% of the equity interests in AFT MASTER

(13) Balyasny Asset Management L.P. is a Delaware limited partnership (“BAM”), with its principal business office at 181 West Madison, Suite 3600, and Chicago, IL 60602. BAM is the investment manager to each of AMF, AG, AGI, AIF LLC, AIF LTD, AGJ, AEMF, AEF LP, AEF LTD, AFT MASTER, AFT LP and AFT LTD.

(14) Dmitry Balyasny, a United States citizen whose business address is 181 West Madison, Suite 3600, Chicago, IL 60602. Dmitry Balyasny is the sole managing member of the general partner of BAM.

 

  (d) Title of Class of Securities:

Common Stock

 

  (e) CUSIP Number: 87074U101

 

Page 17 of 30 Pages

Item 3 If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

Not Applicable

 

Item 4 Ownership:

AMF

 

  (a) Amount Beneficially Owned:

231,025

 

  (b) Percent of Class:

0.28%

 

  (c) Number of Shares as to which person has:

 

  (i) Sole power to vote or to direct vote:

231,025

 

  (ii) Shared power to vote or to direct vote:

None

 

  (iii) Sole power to dispose or direct disposition of:

231,025

 

  (iv) Shared power to dispose or to direct disposition of:

None

AG

 

  (a) Amount Beneficially Owned:

        By virtue of its ownership of 16.46% of the equity interest in AMF, AG may be deemed to beneficially own the 231,025 Shares of the Company’s Common Stock beneficially owned by AMF.

 

Page 18 of 30 Pages

  (b) Percent of Class:

0.28%

 

  (c) Number of Shares as to which person has:

 

  (i) Sole power to vote or to direct vote:

231,025

 

  (ii) Shared power to vote or to direct vote:

None

 

  (iii) Sole power to dispose or direct disposition of:

231,025

 

  (iv) Shared power to dispose or to direct disposition of:

None

AGI

 

  (a) Amount Beneficially Owned:

By virtue of its ownership of 30.61% of the equity interest in AMF, AGI may be deemed to beneficially own the 231,025 Shares of the Company’s Common Stock beneficially owned by AMF.

 

  (b) Percent of Class:

0.28%

 

  (c) Number of Shares as to which person has:

 

  (i) Sole power to vote or to direct vote:

231,025

 

  (ii) Shared power to vote or to direct vote:

None

 

  (ii) Sole power to dispose or direct disposition of:

231,025

 

Page 19 of 30 Pages

  (iv) Shared power to dispose or to direct disposition of:

None

AIF LLC

 

  (a) Amount Beneficially Owned:

By virtue of its ownership of 6.05% of the equity interest in AMF, AIF LLC may be deemed to beneficially own the 231,025 Shares of the Company’s Common Stock beneficially owned by AMF.

 

  (b) Percent of Class:

0.28%

 

  (c) Number of Shares as to which person has:

 

  (i) Sole power to vote or to direct vote:

231,025

 

  (ii) Shared power to vote or to direct vote:

None

 

  (iii) Sole power to dispose or direct disposition of:

231,025

 

  (iv) Shared power to dispose or to direct disposition of:

None

 

Page 20 of 30 Pages

AIF LTD

 

  (a) Amount Beneficially Owned:

By virtue of its ownership of 17.69% of the equity interest in AMF, AIF LTD may be deemed to beneficially own the 231,025 Shares of the Company’s Common Stock beneficially owned by AMF.

 

  (b) Percent of Class:

0.28%

 

  (c) Number of Shares as to which person has:

 

  (i) Sole power to vote or to direct vote:

231,025

 

  (ii) Shared power to vote or to direct vote:

None

 

  (iii) Sole power to dispose or direct disposition of:

231,025

 

  (iv) Shared power to dispose or to direct disposition of:

None

AGJ

 

  (a) Amount Beneficially Owned:

By virtue of its ownership of 9.31% of the equity interest in AMF, AGJ may be deemed to beneficially own the 231,025 Shares of the Company’s Common Stock beneficially owned by AMF.

 

  (b) Percent of Class:

0.28%

 

Page 21 of 30 Pages

  (c) Number of Shares as to which person has:

 

  (i) Sole power to vote or to direct vote:

231,025

 

  (ii) Shared power to vote or to direct vote:

None

 

  (iii) Sole power to dispose or direct disposition of:

231,025

 

  (iv) Shared power to dispose or to direct disposition of:

None

AEMF

 

  (a) Amount Beneficially Owned:

1,347,757

 

  (b) Percent of Class:

1.63%

 

  (c) Number of Shares as to which person has:

 

  (i) Sole power to vote or to direct vote:

1,347,757

 

  (ii) Shared power to vote or to direct vote:

None

 

  (iii) Sole power to dispose or direct disposition of:

1,347,757

 

  (iv) Shared power to dispose or to direct disposition of:

None

 

Page 22 of 30 Pages

AEF LP

 

  (a) Amount Beneficially Owned:

By virtue of its ownership of 29.01% of the equity interest in AEMF, AEF LP may be deemed to beneficially own the 1,347,757 Shares of the Company’s Common Stock beneficially owned by AEMF.

 

  (b) Percent of Class:

1.63%

 

  (c) Number of Shares as to which person has:

 

  (i) Sole power to vote or to direct vote:

1,347,757

 

  (ii) Shared power to vote or to direct vote:

None

 

  (iii) Sole power to dispose or direct disposition of:

1,347,757

 

  (iv) Shared power to dispose or to direct disposition of:

None

AEF LTD

 

  (a) Amount Beneficially Owned:

By virtue of its ownership of 70.98% of the equity interest in AEMF, AEF LTD may be deemed to beneficially own the 1,347,757 Shares of the Company’s Common Stock beneficially owned by AEMF.

 

  (b) Percent of Class:

1.63%

 

Page 23 of 30 Pages

  (c) Number of Shares as to which person has:

 

  (i) Sole power to vote or to direct vote:

1,347,757

 

  (ii) Shared power to vote or to direct vote:

None

 

  (iii) Sole power to dispose or direct disposition of:

1,347,757

 

  (iv) Shared power to dispose or to direct disposition of:

None

AFT MASTER

 

  (a) Amount Beneficially Owned:

10,195

 

  (b) Percent of Class:

0.01%

 

  (c) Number of Shares as to which person has:

 

  (i) Sole power to vote or to direct vote:

10,195

 

  (ii) Shared power to vote or to direct vote:

None

 

  (iii) Sole power to dispose or direct disposition of:

10,195

 

  (iv) Shared power to dispose or to direct disposition of:

None

 

Page 24 of 30 Pages

AFT LP

 

  (a) Amount Beneficially Owned:

By virtue of its ownership of 36.67% of the equity interest in AFT MASTER, AFT LP may be deemed to beneficially own the 10,195 Shares of the Company’s Common Stock beneficially owned by AFT MASTER.

 

  (b) Percent of Class:

0.01%

 

  (c) Number of Shares as to which person has:

 

  (i) Sole power to vote or to direct vote:

10,195

 

  (ii) Shared power to vote or to direct vote:

None

 

  (iii) Sole power to dispose or direct disposition of:

10,195

 

  (iv) Shared power to dispose or to direct disposition of:

None

AFT LTD

 

  (a) Amount Beneficially Owned:

By virtue of its ownership of 63.23% of the equity interest in AFT MASTER, AFT LTD may be deemed to beneficially own the 10,195 Shares of the Company’s Common Stock beneficially owned by AFT MASTER.

 

  (b) Percent of Class:

0.01%

 

Page 25 of 30 Pages

  (c) Number of Shares as to which person has:

 

  (i) Sole power to vote or to direct vote:

10,195

 

  (ii) Shared power to vote or to direct vote:

None

 

  (iii) Sole power to dispose or direct disposition of:

10,195

 

  (iv) Shared power to dispose or to direct disposition of:

None

BAM

 

  (a) Amount Beneficially Owned:

By virtue of its position as investment manager to each of AMF, AG, AGI, AIF LLC, AIF LTD, AGJ, AEMF, AEF LP, AEF LTD, AFT MASTER, AFT LP and AFT LTD, BAM may be deemed to beneficially own the 1,588,977 Shares of the Company’s Common Stock beneficially owned by AMF, AG, AGI, AIF LLC, AIF LTD, AGJ, AEMF, AEF LP, AEF LTD, AFT MASTER, AFT LP and AFT LTD.

 

  (b) Percent of Class:

1.92%

 

  (c) Number of Shares as to which person has:

 

  (i) Sole power to vote or to direct vote:

1,588,977

 

  (ii) Shared power to vote or to direct vote:

None

 

Page 26 of 30 Pages

  (iii) Sole power to dispose or direct disposition of:

1,588,977

 

  (iv) Shared power to dispose or to direct disposition of:

None

Dmitry Balyasny

 

  (a) Amount Beneficially Owned:

By virtue of his position as the sole managing member of the general partner of BAM, Mr. Balyasny may be deemed to beneficially own the 1,588,977 Shares of the Company’s Common Stock beneficially owned by BAM.

 

  (b) Percent of Class:

1.92%

 

  (c) Number of Shares as to which person has:

 

  (i) Sole power to vote or to direct vote:

1,588,977

 

  (ii) Shared power to vote or to direct vote:

None

 

  (iii) Sole power to dispose or direct disposition of:

1,588,977

 

  (iv) Shared power to dispose or to direct disposition of:

None

 

Item 5 Ownership of Five Percent or Less of a Class:

Applicable

 

Page 27 of 30 Pages

Item 6 Ownership of More than Five Percent on Behalf of Another Person:

Not Applicable

 

Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:

Not Applicable

 

Item 8 Identification and Classification of Members of the Group:

Not Applicable

 

Item 9 Notice of Dissolution of Group:

Not Applicable

 

Item 10 Certification:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

Page 28 of 30 Pages

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date:    February 14, 2017

 

ATLAS MASTER FUND, LTD.    

ATLAS GLOBAL, LLC

By:  

/s/ Scott Schroeder

     By:  

/s/ Scott Schroeder

  Scott Schroeder       Scott Schroeder
  Authorized Signatory       Authorized Signatory

ATLAS GLOBAL INVESTMENTS, LTD.

    

ATLAS INSTITUTIONAL FUND, LLC

By:  

/s/ Scott Schroeder

     By:  

/s/ Scott Schroeder

  Scott Schroeder       Scott Schroeder
  Authorized Signatory       Authorized Signatory

ATLAS INSTITUTIONAL FUND, LTD.

    

ATLAS GLOBAL JAPAN UNIT TRUST

By:  

/s/ Scott Schroeder

     By:  

/s/ Scott Schroeder

  Scott Schroeder       Scott Schroeder
  Authorized Signatory       Authorized Representative

ATLAS ENHANCED MASTER FUND, LTD.

    

ATLAS ENHANCED FUND, L.P.

By:  

/s/ Scott Schroeder

    

By:

  

/s/ Scott Schroeder

  Scott Schroeder       Scott Schroeder
  Authorized Signatory       Authorized Signatory

ATLAS ENHANCED FUND, LTD.

    

ATLAS FUNDAMENTAL TRADING

MASTER FUND LTD.

By:  

/s/ Scott Schroeder

     By:  

/s/ Scott Schroeder

  Scott Schroeder       Scott Schroeder
  Authorized Signatory       Authorized Signatory

 

Page 29 of 30 Pages

ATLAS FUNDAMENTAL TRADING FUND,

    

ATLAS FUNDAMENTAL TRADING FUND,

L.P.

    

LTD.

By:  

/s/ Scott Schroeder

     By:  

/s/ Scott Schroeder

  Scott Schroeder       Scott Schroeder
  Authorized Signatory       Authorized Signatory

BALYASNY ASSET MANAGEMENT L.P.

    

DMITRY BALYASNY

By:  

/s/ Scott Schroeder

     By:  

/s/ Scott Schroeder

  Scott Schroeder       Scott Schroeder
  Authorized Signatory       Authorized Representative

 


 

Page 30 of 30 Pages